ICF Management Limited

• Principal Place of Business

  I C F Management Ltd

  Unit 1

  Gibbs Reed Farm

  Pashley Road

  Wadhurst

  East Sussex

  TN5 7HE

  UNITED KINGDOM

  Phone

  +447909697737

  Web

  https://www.icfmanagement.co.uk

• Complaints Contact

  I C F Management Ltd

  Unit 1

  Gibbs Reed Farm

  Pashley Road

  Wadhurst

  East Sussex

  TN5 7HE

  UNITED KINGDOM

  Phone

  +447909697737

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Davis

  IRN CJD01140

  • CF30 Customer (2 Jan 2014 to 8 Dec 2019)
• Colin William Tempest Lunnon

  IRN CWL01025

  • 14. Managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Client dealing (since 23 May 2021)
  • [FCA CF] Functions requiring qualifications (since 23 May 2021)
• David Morris Fitzgerald Scott

  IRN DMS01105

  • CF30 Customer (1 Nov 2008 to 20 Dec 2010)
• George Zois

  IRN GXZ01019

  • CF30 Customer (13 Jun 2011 to 30 Mar 2012)
• James Alexander Charles Maltin

  IRN JAM01180

  • 14. Managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Client dealing (since 11 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 11 Aug 2021)
• Jeremy Hugh William Suffield

  IRN JHS01057

  • CF30 Customer (21 Jul 2009 to 8 Dec 2019)
• Mark Lynam

  IRN MXL01265

  • 16. Safeguarding and administering investments or holding client money
  • 14. Managing investments
  • [FCA CF] Manager of certification employee (since 22 May 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (8 May 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (8 May 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 May 2007 to 8 Dec 2019)
  • CF1 Director (8 May 2007 to 8 Dec 2019)
• Michael Zacharia

  IRN MXZ01020

  • 16. Safeguarding and administering investments or holding client money
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 22 May 2020)
  • [FCA CF] Client dealing (since 22 May 2020)
• Naveen Raza

  IRN NXR01172

  • CF30 Customer (29 Oct 2008 to 29 Apr 2010)

No changes recorded yet.