Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 23 May 2021)
    • [FCA CF] Client dealing (since 23 May 2021)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (25 Jul 2008 to 4 Jan 2017)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF21 Investment Adviser (21 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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