Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 25 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 25 Jan 2023)
    • 16. Safeguarding and administering investments or holding client money
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 22 May 2020)
    • [FCA CF] Client dealing (since 22 May 2020)
  • HANSON ASSET MANAGEMENT LTD (no longer approved here)

    FRN 525784

    • CF30 Customer (11 Feb 2019 to 18 Nov 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF27 Investment Management (1 Dec 2001 to 15 Mar 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.