Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Manager of certification employee (since 22 May 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 May 2007 to 1 Nov 2007)
    • CF1 Director (8 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • TITON ASSOCIATES LIMITED (no longer approved here)

    FRN 401905

    • CF21 Investment Adviser (27 Oct 2005 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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