Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ICF Management Limited
FRN 466915
- 14. Managing investments
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 22 May 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (8 May 2007 to 1 Nov 2007)
- CF1 Director (8 May 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (8 May 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 May 2007 to 8 Dec 2019)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (27 Oct 2005 to 6 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.