TITON ASSOCIATES LIMITED

Date authorised
1 April 2013
Companies House
03684214
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    78-79 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM

  • Complaints Contact

    78-79 Pall Mall
    London
    SW1Y 5ES
    UNITED KINGDOM
    Phone
    +442076618194

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Camilla Pontoppidan Mullertz

    IRN CPM01149

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Dec 2015 to 8 Dec 2019)
  • Lars Stig Nielsen

    IRN LSN01005

    • CF1 Director (12 Oct 2004 to 17 Jul 2015)
  • Mads Gorm Mullertz

    IRN MGM01060

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (12 Oct 2004 to 8 Dec 2019)
    • CF3 Chief Executive (12 Oct 2004 to 8 Dec 2019)
    • CF1 Director (12 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2004 to 8 Dec 2019)
  • Mark Lynam

    IRN MXL01265

    • CF21 Investment Adviser (27 Oct 2005 to 6 Jul 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.