ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Jin Liu

  IRN JXL65627

  • [FCA CF] Client dealing (3 Apr 2017 to 20 Mar 2020)
• Jingfen Zhao

  IRN JXZ01046

  • CF1 Director (21 Sep 2007 to 8 Dec 2011)
• Jinjie He

  IRN JXH00623

  • [FCA CF] Client dealing (since 27 Apr 2021)
• Jinlei Xu

  IRN JXX01002

  • Responsible for Insurance Mediation (3 Mar 2010 to 11 Jan 2013)
  • CF3 Chief Executive (15 Feb 2005 to 1 Apr 2013)
  • CF8 Apportionment and Oversight (15 Feb 2005 to 31 Oct 2007)
  • CF1 Director (15 Feb 2005 to 1 Apr 2013)
• John Edward Starling

  IRN JES01075

  • [FCA CF] Significant management (since 26 Feb 2025)
  • [FCA CF] Material risk taker (since 26 Feb 2025)
• John Kerr

  IRN JXK01188

  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Dec 2019)
  • CF2 Non Executive Director (15 Sep 2015 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (14 Jul 2006 to 28 Feb 2014)
  • CF10 Compliance Oversight (14 Jul 2006 to 17 Feb 2014)
  • CF15 Internal Audit (21 May 2003 to 14 Jul 2006)
• Jonathan Andrew Stebbins

  IRN JXS01397

  • [FCA CF] Manager of certification employee (13 Apr 2022 to 30 Dec 2022)
  • [FCA CF] Client dealing (3 Jul 2017 to 30 Dec 2022)
• Jonathan Francis Kestell

  IRN JXK01789

  • CF11 Money Laundering Reporting (1 Mar 2014 to 3 Jan 2015)
• Jothann John Durnall

  IRN JJD01085

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Julian Belcher

  IRN JXB00215

  • [FCA CF] Significant management (28 Mar 2023 to 22 Jul 2024)
  • [FCA CF] Material risk taker (28 Mar 2023 to 22 Jul 2024)

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