ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Julian Richard Madgett

  IRN JRM01297

  • CF30 Customer (18 Nov 2011 to 6 Mar 2016)
• Juxiang Ni

  IRN JXN00228

  • [FCA CF] Material risk taker (since 8 Sep 2022)
  • [FCA CF] Significant management (since 8 Sep 2022)
• Kang Pan

  IRN KXP01184

  • CF11 Money Laundering Reporting (21 May 2003 to 26 May 2006)
  • CF1 Director (21 May 2003 to 26 May 2006)
• Kanwal Sophal

  IRN KXS00132

  • [FCA CF] Significant management (28 Dec 2020 to 26 Nov 2024)
  • [FCA CF] Material risk taker (28 Dec 2020 to 26 Nov 2024)
• Ke Zhang

  IRN KXZ01057

  • CF30 Customer (18 Nov 2011 to 6 Mar 2016)
• Kevin Harrington

  IRN KXH00380

  • [FCA CF] Material risk taker (28 Mar 2023 to 22 Jul 2024)
  • [FCA CF] Significant management (28 Mar 2023 to 22 Jul 2024)
• Kevin Walsh

  IRN KXW01309

  • CF30 Customer (3 Jul 2014 to 10 Jun 2015)
• Kexin Zhang

  IRN KXZ01019

  • CF1 Director (21 May 2003 to 17 Mar 2005)
  • CF3 Chief Executive (21 May 2003 to 17 Mar 2005)
  • CF8 Apportionment and Oversight (21 May 2003 to 17 Mar 2005)
• Lan Yao

  IRN LXY65629

  • [FCA CF] Client dealing (since 11 Aug 2021)
  • [FCA CF] Client dealing (8 May 2018 to 16 Aug 2019)
• Li Chuan Tan

  IRN LXT00310

  • [FCA CF] Material risk taker (since 22 Jul 2024)

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