ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marcus KRUSHNER

  IRN MAK01251

  • [FCA CF] Client dealing (since 31 Oct 2020)
  • CF30 Customer (15 Feb 2014 to 8 Dec 2019)
• Marius Radu Floca

  IRN MXF36042

  • SMF16 Compliance Oversight (since 8 Dec 2021)
  • [FCA CF] Material risk taker (31 Oct 2021 to 31 Dec 2024)
• Mark Latham

  IRN MDL01109

  • CF30 Customer (24 Feb 2014 to 13 Feb 2015)
• Mark Pointer

  IRN MXP71152

  • [FCA CF] Material risk taker (since 10 Mar 2021)
• Mark Price

  IRN MXP01550

  • CF29 Significant management (5 Jul 2012 to 11 Dec 2012)
• Martin Ryan

  IRN MXR24497

  • [FCA CF] Material risk taker (10 Mar 2021 to 17 Mar 2023)
• Michael Alan Spencer

  IRN MAS01216

  • CF2 Non Executive Director (13 Oct 2011 to 28 May 2014)
• Mohamed Cherif Louhibi

  IRN MCL01088

  • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
• Moinuddin Ahmed

  IRN MXA00618

  • [FCA CF] Material risk taker (31 Mar 2021 to 13 Aug 2021)
• NICOLAS FONTAINE

  IRN NXF01249

  • CF30 Customer (14 Feb 2014 to 26 Nov 2014)

No changes recorded yet.