Ian Cockbain Wealth Management Limited

FRN: 416200
Companies House: 04639701
Last scraped: 13 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

5 The Beacons

Formby

Liverpool

Merseyside

L37 3LN

UNITED KINGDOM

Phone

+4401704320385

Web

https://www.cockbainassociates.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Peter Morgan
IRN PXM00190
- (9)Employed By (since 25 Jan 2016)
Ralph Woodcock
IRN RXW00478
- (9)Employed By (24 Apr 2023 to 28 Jun 2024)
Robert Stuart Sharp
IRN RSS01057
- (11)Employed By (2 Apr 2020 to 5 Jun 2024)
Shehzad Safdar
IRN SXS84270
- (7)Employed By (since 14 Jan 2024)
Stephen David McArdle
IRN SDM00003
- (3)Employed By (25 Oct 2018 to 31 Dec 2020)
Stephen James O'Donnell
IRN SJO00020
- (1)Employed By (since 21 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.