Shehzad Safdar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 14 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 27 Nov 2023)
  • Ian Cockbain Wealth Management Limited

    FRN 416200

    • (7)Employed By (since 14 Jan 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (23 Jun 2022 to 30 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (9 Jun 2020 to 17 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.