Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fintuity Limited
FRN 814106
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 29 Jan 2025)
- [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
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- (11)Employed By (2 Apr 2020 to 5 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
- CF30 Customer (27 Mar 2009 to 5 Jun 2024)
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- (10)Employed By (11 Jul 2019 to 5 Jun 2024)
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- Employed By (27 Mar 2009 to 5 Jun 2024)
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- CF22 Investment Adviser (Trainee) (9 Feb 2004 to 31 Dec 2004)
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- (2)Employed By (9 Feb 2004 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.