Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2025)
  • Ian Cockbain Wealth Management Limited (no longer approved here)

    FRN 416200

    • (11)Employed By (2 Apr 2020 to 5 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
    • CF30 Customer (27 Mar 2009 to 5 Jun 2024)
  • The Platt Partnership Limited (no longer approved here)

    FRN 845009

    • (10)Employed By (11 Jul 2019 to 5 Jun 2024)
  • The Platt Partnership Limited (no longer approved here)

    FRN 493199

    • Employed By (27 Mar 2009 to 5 Jun 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF22 Investment Adviser (Trainee) (9 Feb 2004 to 31 Dec 2004)
  • Grahme Sharp Financial Services Limited (no longer approved here)

    FRN 222959

    • (2)Employed By (9 Feb 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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