Peter Morgan

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 22 Dec 2008)
  • CF1 Director (AR) (25 Nov 2011 to 24 Sep 2014)
  • CF4 Partner (AR) (31 Jan 2007 to 3 Mar 2009)
  • CF21 Investment Adviser (31 May 2002 to 20 Dec 2004)
• Ian Cockbain Wealth Management Limited

  FRN 416200

  • (9)Employed By (since 25 Jan 2016)
• David Roberts & Partners Wealth Management LLP (no longer approved here)

  FRN 462991

  • Employed By (24 Sep 2014 to 25 Jan 2016)
• The Platt Partnership Limited (no longer approved here)

  FRN 493199

  • Employed By (22 Dec 2008 to 16 Oct 2014)
• DAVID ROBERTS & PARTNERS (INSURANCE BROKERS) LIMITED (no longer approved here)

  FRN 143840

  • CF10 Compliance Oversight (30 Aug 2006 to 15 Dec 2008)
  • CF1 Director (30 Aug 2006 to 15 Dec 2008)
  • CF8 Apportionment and Oversight (30 Aug 2006 to 15 Dec 2008)
  • CF11 Money Laundering Reporting (30 Aug 2006 to 15 Dec 2008)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (31 May 2002 to 3 Jun 2003)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (31 May 2002 to 3 Jun 2003)

No changes recorded yet.