HYCM CAPITAL MARKETS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Le Cai
IRN LXC01357
- CF26 Customer Trading (8 Sep 2006 to 13 Jun 2007)
Leung Hang Chan
IRN LHC01012
- CF30 Customer (1 Nov 2007 to 23 May 2013)
- CF26 Customer Trading (1 Feb 2007 to 31 Oct 2007)
Liam James Stone
IRN LJS01111
- CF26 Customer Trading (15 Nov 2006 to 1 Dec 2006)
Manting Tang
IRN MXT01474
- CF30 Customer (3 Feb 2011 to 29 Apr 2011)
- CF26 Customer Trading (4 Nov 2005 to 18 Jun 2007)
Marcin Piotr Swanson-Zajac
IRN MPS01065
- SMF1 Chief Executive (since 21 Aug 2024)
- SMF3 Executive Director (since 21 Aug 2024)
- [FCA CF] CASS oversight function (since 1 Jan 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Apr 2007 to 3 Dec 2012)
- CF26 Customer Trading (22 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Mark Gemma
IRN MXG01272
- CF30 Customer (1 Nov 2007 to 14 Oct 2016)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Mark Joseph Fitzgerald
IRN MJF01139
- CF26 Customer Trading (22 Mar 2004 to 15 Dec 2006)
- CF11 Money Laundering Reporting (23 Sep 2002 to 15 Dec 2006)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Mark William Passfield
IRN MWP01052
- CF26 Customer Trading (22 Mar 2004 to 22 Sep 2006)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Martin Christopher Lally
IRN MCL01054
- CF26 Customer Trading (14 May 2003 to 23 Dec 2005)
Matthew Owen Patterson
IRN MOP01006
- CF26 Customer Trading (16 Jul 2002 to 27 Aug 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.