Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HYCM CAPITAL MARKETS (UK) LIMITED
FRN 186171
- SMF1 Chief Executive (since 21 Aug 2024)
- SMF3 Executive Director (since 21 Aug 2024)
- [FCA CF] CASS oversight function (since 1 Jan 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Apr 2007 to 3 Dec 2012)
- CF26 Customer Trading (22 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.