Liam James Stone

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citadel Advisors Europe Limited (no longer approved here)
FRN 952125
- [FCA CF] Client dealing (3 Nov 2022 to 6 Mar 2026)
Lombard Odier Asset Management (Europe) Limited (no longer approved here)
FRN 515393
- [FCA CF] Client dealing (18 Mar 2021 to 2 Nov 2022)
- CF30 Customer (1 Sep 2015 to 8 Dec 2019)
HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)
FRN 186171
- CF26 Customer Trading (15 Nov 2006 to 1 Dec 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.