HYCM CAPITAL MARKETS (UK) LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Neil Edward Biggs
IRN NEB01028
- CF26 Customer Trading (27 Sep 2005 to 31 May 2006)
Nelito Oliveira
IRN OXN01023
- CF30 Customer (5 Mar 2008 to 10 Sep 2010)
Nicholas John Robert Newton
IRN NJN01017
- CF26 Customer Trading (9 Aug 2002 to 28 Aug 2003)
Peter Martin
IRN PXM01730
- CF26 Customer Trading (23 Apr 2004 to 31 Aug 2006)
Ravindra Chanaka Warnapura
IRN RCW01087
- CF11 Money Laundering Reporting (7 Dec 2012 to 24 Jan 2014)
- CF10 Compliance Oversight (1 May 2007 to 26 May 2015)
Richard Alexander Miller
IRN RXM01440
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Richard Nichol
IRN RWN01013
- CF26 Customer Trading (23 Sep 2004 to 31 Aug 2005)
Rio Suwanda
IRN RXS01317
- CF26 Customer Trading (1 Dec 2001 to 11 Sep 2002)
Robin David Howes
IRN RDH01049
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
Roger Andrew Bach
IRN RAB01187
- [FCA CF] Significant management (1 Jan 2020 to 26 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 26 Aug 2024)
- SMF1 Chief Executive (9 Dec 2019 to 26 Aug 2024)
- CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
- CF3 Chief Executive (27 Mar 2006 to 8 Dec 2019)
- CF1 Director (27 Mar 2006 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Mar 2006 to 1 May 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.