HYCM CAPITAL MARKETS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Rui Gao
IRN RXG01435
- CF30 Customer (1 Nov 2007 to 18 Oct 2008)
- CF26 Customer Trading (19 Jul 2007 to 31 Oct 2007)
Rui Jin
IRN RXJ01209
- CF30 Customer (10 Jul 2008 to 8 Dec 2014)
- CF26 Customer Trading (21 Apr 2006 to 23 Mar 2007)
Russell Styles
IRN RXP01589
- CF30 Customer (4 Mar 2008 to 8 Dec 2019)
Seema Gajparia
IRN SXG01552
- CF26 Customer Trading (20 Nov 2006 to 11 Oct 2007)
Sharad Raj Gurung
IRN SRG01049
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
Sheen Charm Louis Chiu
IRN SCC01049
- CF1 Director (1 Dec 2001 to 29 Mar 2012)
Simon Paul Harris
IRN SPH01121
- CF26 Customer Trading (23 Sep 2004 to 24 Mar 2006)
Sizhou Ren
IRN SXR02423
- CF30 Customer (14 Jan 2016 to 16 Jun 2016)
Stavros Lambouris
IRN SXL01592
- SMF3 Executive Director (since 10 Jan 2024)
- CF29 Significant management (5 Feb 2008 to 13 Aug 2010)
Steven Holland
IRN SXH01576
- CF26 Customer Trading (24 Dec 2003 to 21 Aug 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.