HYCM CAPITAL MARKETS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Steven Thurston
IRN SXT01644
- CF30 Customer (24 Feb 2011 to 23 Nov 2012)
Stuart James Cooke
IRN SJC01301
- CF26 Customer Trading (18 Feb 2004 to 31 May 2006)
Suhayl Dadabhai
IRN SXD15747
- [PRA CF] Key function holder (1 Jan 2020 to 31 Mar 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
- CF11 Money Laundering Reporting (11 Sep 2019 to 8 Dec 2019)
Szu Yuan Wang
IRN SXW01963
- CF30 Customer (8 Jul 2014 to 23 Jul 2015)
Tak Wai Keung
IRN TWK01006
- CF26 Customer Trading (1 Dec 2001 to 16 Sep 2004)
Tak Yee Tsui
IRN TYT01001
- CF26 Customer Trading (22 Mar 2007 to 7 Sep 2007)
Vishal Hitesh Patel
IRN VHP01007
- CF30 Customer (3 Jun 2013 to 7 Oct 2016)
Wai Kent Chan
IRN WKC01007
- CF26 Customer Trading (26 Sep 2002 to 31 Aug 2006)
Wai Ming Lam
IRN WML01009
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF1 Director (21 Sep 2002 to 1 Feb 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
William Frederick Spencer Grosett
IRN WFG01006
- CF26 Customer Trading (1 Dec 2001 to 2 Apr 2002)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.