Roger Andrew Bach

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HYCM CAPITAL MARKETS (UK) LIMITED (no longer approved here)

    FRN 186171

    • [FCA CF] Significant management (1 Jan 2020 to 26 Aug 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2024)
    • CF10 Compliance Oversight (27 Mar 2006 to 1 May 2007)
    • CF1 Director (27 Mar 2006 to 8 Dec 2019)
    • CF3 Chief Executive (27 Mar 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF13 Finance (1 Dec 2001 to 19 Mar 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Mar 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Mar 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 19 Mar 2003)
    • CF1 Director (1 Dec 2001 to 19 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.