HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rhian Williams

  IRN RXB02286

  • CF30 Customer (14 Oct 2016 to 21 Dec 2017)
• Richard Bolton Dawes

  IRN RBD00005

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 22 Aug 2022)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 6 Oct 2017)
  • Responsible for Insurance Mediation (14 Jan 2005 to 6 Oct 2017)
  • CF11 Money Laundering Reporting (10 Jan 2005 to 22 Nov 2006)
  • CF10 Compliance Oversight (6 May 2003 to 16 Jan 2008)
  • CF1 Director (6 May 2003 to 6 Oct 2017)
  • CF8 Apportionment and Oversight (6 May 2003 to 31 Mar 2009)
  • CF3 Chief Executive (6 May 2003 to 26 Feb 2016)
• Richard Chant

  IRN RXC00639

  • [FCA CF] Client dealing (since 18 May 2023)
• Richard Darwish Mikdadi

  IRN RXM01676

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Richard Dunkley

  IRN RXD00405

  • [FCA CF] Client dealing (18 May 2023 to 1 Jan 2026)
• Richard Geoffrey Stones

  IRN RGS00023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 7 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Feb 2015 to 8 Dec 2019)
• Richard Ian Cross

  IRN RIC00008

  • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
  • CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (12 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Apr 2004 to 12 Oct 2006)
• Richard Laurence Wagg

  IRN RLW00007

  • [FCA CF] Client dealing (9 Dec 2020 to 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
  • CF30 Customer (13 Oct 2016 to 8 Dec 2019)
• Richard Lawson Waddams

  IRN RLW00019

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Oct 2015 to 8 Dec 2019)
• Richard Piercy

  IRN RXP00404

  • [FCA CF] Material risk taker (since 20 Aug 2025)
  • [FCA CF] Significant management (since 3 Aug 2022)

No changes recorded yet.