Rhian Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9. Advising on syndicate participation at Lloyd's
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Jun 2023)
    • CF30 Customer (since 21 Jun 2023)
    • [FCA CF] Client dealing (since 21 Jun 2023)
  • Fielding Financial Services Chepstow Ltd

    FRN 918169

    • (1)Employed By (since 21 Jun 2023)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
    • CF30 Customer (22 Dec 2017 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (14 Oct 2016 to 21 Dec 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Oct 2015 to 21 Dec 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (28 Jan 2014 to 21 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.