Richard Ian Cross

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (2 Feb 2021 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 30 Sep 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (12 Aug 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Apr 2004 to 12 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.