HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Ian Reed

  IRN MXR01567

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
• Martin Jones

  IRN MBJ00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Client dealing (17 May 2022 to 3 Dec 2025)
  • [FCA CF] Functions requiring qualifications (17 May 2022 to 3 Dec 2025)
• Martin Rankin

  IRN MXR00330

  • [FCA CF] Significant management (12 Apr 2021 to 23 Aug 2022)
• Martin Richard Harvey Bray

  IRN MRB00030

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
• Martin Yeats Young

  IRN MXY00015

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
• Martyn John Fretwell

  IRN MJF00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Oct 2016 to 8 Dec 2019)
• Martyn Paul Hooper

  IRN MPH00007

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Jan 2023)
• Mary Walsh

  IRN MXW00712

  • [FCA CF] Client dealing (since 18 May 2023)
• Matthew Charles William Hobbins

  IRN MCH01159

  • [FCA CF] Functions requiring qualifications (3 Apr 2024 to 1 Aug 2025)
  • [FCA CF] Client dealing (3 Apr 2024 to 1 Aug 2025)
• Matthew Damian Wood

  IRN MDW00036

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)

No changes recorded yet.