Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Apr 2025 to 26 Jun 2025)
- [FCA CF] Functions requiring qualifications (16 Apr 2025 to 26 Jun 2025)
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- (164)Employed By (15 Feb 2024 to 16 Apr 2025)
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- CF30 Customer (15 Feb 2024 to 16 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (15 Feb 2024 to 16 Apr 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
- CF30 Customer (25 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (2 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 May 2006 to 20 Sep 2006)
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- (4)Employed By (1 Dec 2001 to 16 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.