Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (8 Jul 2022 to 26 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jan 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Jan 2023)
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- [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Jan 2023)
- [FCA CF] Functions requiring qualifications (2 Jul 2021 to 26 Jan 2023)
- [FCA CF] Client dealing (2 Jul 2021 to 26 Jan 2023)
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- Employed By (1 Oct 1998 to 23 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.