HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lesley Ann Allman

  IRN LXA15376

  • [FCA CF] Client dealing (since 8 Jun 2023)
• Leslie Joseph Phillips

  IRN LJP00006

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2021)
• Liam Andrew Cullen

  IRN LXC00427

  • [FCA CF] Client dealing (since 17 Jul 2025)
• Liam Raddon

  IRN LXR00264

  • [FCA CF] Manager of certification employee (since 5 Nov 2024)
  • [FCA CF] Client dealing (since 18 May 2023)
• Linda Anne Payne

  IRN LAP01086

  • CF1 Director (3 Aug 2016 to 30 Nov 2017)
• Lisa Anderson

  IRN LAA01052

  • [FCA CF] Client dealing (8 Jan 2021 to 13 May 2021)
  • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 13 May 2021)
• Lisa Wiggins

  IRN LXW00148

  • [FCA CF] Manager of certification employee (since 26 Mar 2024)
• Lloyd Haworth

  IRN LAH01078

  • CF30 Customer (9 Aug 2012 to 30 Jan 2013)
• Lloyd Matthew Holmes Davies

  IRN LXD00035

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
  • [FCA CF] Client dealing (since 28 Jan 2025)
• Louis Evans

  IRN LXE00158

  • [FCA CF] Client dealing (12 Dec 2024 to 6 Jun 2025)

No changes recorded yet.