HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Terence Richardson

  IRN JTR01036

  • CF30 Customer (11 Jan 2017 to 4 May 2018)
• James Thomas Bonarius

  IRN JTB01073

  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• Jane Garrick

  IRN JXG01520

  • CF30 Customer (17 Aug 2017 to 29 Oct 2018)
• Jason Daniel Hollands

  IRN JDH01091

  • [FCA CF] Significant management (since 9 Dec 2019)
• Jayne Watson

  IRN JXW00897

  • [FCA CF] Manager of certification employee (18 May 2023 to 16 Sep 2025)
  • [FCA CF] Client dealing (18 May 2023 to 16 Sep 2025)
• Jeffrey Steven Pottock

  IRN JSP00003

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)
• Jennifer Anderson

  IRN JXA00541

  • [FCA CF] Manager of certification employee (since 3 Oct 2024)
  • [FCA CF] Client dealing (since 6 Jul 2023)
• Jennifer Desiree Whitehouse

  IRN JDW01162

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 18 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Oct 2016 to 8 Dec 2019)
• Jennifer Holman

  IRN JEH01207

  • [FCA CF] Manager of certification employee (since 27 Sep 2024)
  • [FCA CF] Client dealing (since 18 May 2023)
• Jennifer Muir

  IRN JXM01376

  • [FCA CF] Client dealing (18 May 2023 to 30 Jun 2024)
  • [FCA CF] Manager of certification employee (18 May 2023 to 30 Jun 2024)

No changes recorded yet.