Jeffrey Steven Pottock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2025)
    • CF30 Customer (since 12 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (29 Aug 2014 to 29 Apr 2022)
  • Navigation Wealth Management Limited

    FRN 911786

    • (3)Employed By (since 12 Dec 2024)
  • PFP Wealth Group Ltd (no longer approved here)

    FRN 953236

    • (18)Employed By (8 Sep 2021 to 29 Apr 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.