HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennifer Russell

  IRN JXR00759

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
  • [FCA CF] Client dealing (13 Oct 2023 to 8 Apr 2024)
• Joanne Brown

  IRN JXB00994

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 17 Feb 2022)
• Joanne Craddock

  IRN JXC01171

  • [FCA CF] Client dealing (since 18 May 2023)
• Joanne Rees

  IRN JXR01989

  • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 30 Jun 2024)
  • [FCA CF] Client dealing (10 Feb 2020 to 30 Jun 2024)
• Jocelyn Hew Dalrymple

  IRN JHD01095

  • [FCA CF] Significant management (23 Oct 2020 to 9 Oct 2023)
• Jodi Lake

  IRN JXL00683

  • [FCA CF] Client dealing (since 21 Jun 2023)
• Jodie McGrath-Hayes

  IRN JXM01411

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
  • [FCA CF] Client dealing (since 6 Jul 2023)
• John Barry Laverick

  IRN JBL00003

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Aug 2025)
• John Bradley Bunch

  IRN JXB00087

  • Responsible for Insurance Distribution (20 Jan 2022 to 31 Aug 2023)
  • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
• John Burrows

  IRN JXB02131

  • [FCA CF] Client dealing (since 9 Nov 2023)

No changes recorded yet.