HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Douglas Norbury

  IRN JDN01017

  • CF2 Non Executive Director (11 May 2016 to 6 Oct 2017)
• John Dudley Spiers

  IRN JDS01088

  • CF2 Non Executive Director (28 Sep 2012 to 31 Mar 2014)
  • CF1 Director (3 Feb 2010 to 16 Jun 2010)
• John Ernley Hay Blackwell

  IRN JEB00030

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
• John Erskine

  IRN JXE01090

  • [FCA CF] Significant management (26 Jul 2022 to 10 Jan 2024)
• John Ian Ross

  IRN JIR00001

  • CF21 Investment Adviser (1 Dec 2001 to 26 Jun 2002)
• John Ivan Tiner

  IRN JIT00010

  • CF2 Non Executive Director (9 Jun 2015 to 12 Feb 2019)
• John Julian Campbell

  IRN JJC00008

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• John Milne

  IRN JXM01868

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• John Robert Porteous

  IRN JRP00046

  • CF1 Director (23 Aug 2016 to 28 Feb 2017)
• John Rugman

  IRN JXR00283

  • [FCA CF] Significant management (16 Sep 2020 to 5 Sep 2023)

No changes recorded yet.