John Dudley Spiers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • SMF9 Chair of the Governing Body (22 Mar 2021 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Mar 2021)
    • CF1 Director (27 Oct 2014 to 8 Dec 2019)
    • CF3 Chief Executive (27 Oct 2014 to 8 Dec 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF2 Non Executive Director (28 Sep 2012 to 31 Mar 2014)
    • CF1 Director (3 Feb 2010 to 16 Jun 2010)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF2 Non Executive Director (28 Sep 2012 to 31 Mar 2014)
    • CF1 Director (24 Oct 2008 to 16 Jun 2010)
    • CF30 Customer (1 Nov 2007 to 16 Jun 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 20 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Nov 2006)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.