HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Cook

  IRN ALC01061

  • CF30 Customer (18 Nov 2016 to 15 Nov 2019)
• Amanda Hilary Browning

  IRN AXH00167

  • [FCA CF] Manager of certification employee (30 Mar 2021 to 31 Dec 2022)
• Amanda Jane Peacock

  IRN AJG01310

  • [FCA CF] Manager of certification employee (since 18 Sep 2024)
  • [FCA CF] Client dealing (since 18 May 2023)
• Amanda Jayne Muggridge

  IRN AJD00001

  • CF11 Money Laundering Reporting (1 Feb 2010 to 3 Aug 2016)
  • CF10 Compliance Oversight (15 Jan 2008 to 3 Aug 2016)
• Amanda Mayoh

  IRN AXM01942

  • [FCA CF] Manager of certification employee (since 21 Nov 2024)
  • [FCA CF] Client dealing (since 31 May 2023)
• Amrit Kaur Sihota

  IRN AKS01101

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
• Amy Louise MacKinnon

  IRN AXM12765

  • [FCA CF] Client dealing (11 May 2020 to 10 Mar 2022)
  • [FCA CF] Functions requiring qualifications (11 May 2020 to 10 Mar 2022)
• Andrea Bourne

  IRN AXB01349

  • [FCA CF] Client dealing (since 18 May 2023)
• Andrew Alistair Victor Carroll

  IRN AXC00470

  • [FCA CF] Functions requiring qualifications (8 Apr 2021 to 30 Jun 2023)
  • [FCA CF] Client dealing (8 Apr 2021 to 30 Jun 2023)
• Andrew Allen Batty

  IRN AAB00020

  • CF30 Customer (1 Nov 2007 to 6 Dec 2007)
  • CF21 Investment Adviser (25 Jun 2002 to 31 Oct 2007)

No changes recorded yet.