HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Carter

  IRN AXC00411

  • [FCA CF] Significant management (23 Oct 2020 to 1 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2022)
• Andrew Colin Dixon

  IRN AXD00531

  • [FCA CF] Client dealing (9 Feb 2022 to 29 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Feb 2022 to 29 Jul 2022)
• Andrew Corson

  IRN AXC00674

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
• Andrew Cunnington

  IRN AXC02019

  • [FCA CF] Manager of certification employee (since 31 May 2022)
  • [FCA CF] Significant management (23 Oct 2020 to 6 Sep 2022)
• Andrew David Middleton

  IRN AXM00597

  • SMF18 Other Overall Responsibility (14 May 2024 to 31 Dec 2025)
  • [FCA CF] Significant management (22 Feb 2024 to 13 May 2024)
  • [FCA CF] Manager of certification employee (22 Feb 2024 to 13 May 2024)
• Andrew David Page

  IRN ADP00013

  • CF30 Customer (13 Oct 2016 to 11 Jul 2019)
• Andrew Frederick John Park

  IRN AFP00010

  • [FCA CF] Manager of certification employee (9 Jul 2020 to 2 Sep 2025)
• Andrew Gordon Myers

  IRN AGM00005

  • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2003)
• Andrew James Cowan

  IRN AJC00041

  • CF1 Director (2 Aug 2016 to 2 Aug 2018)
• Andrew James McAteer

  IRN AJM01783

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.