Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HW Financial Services Limited
FRN 134190
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
-
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
- [FCA CF] Client dealing (since 7 Apr 2025)
-
Evelyn Partners Investment Management LLP
FRN 580531
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 7 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
-
Evelyn Partners Financial Planning Limited
FRN 136414
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
- [FCA CF] Client dealing (since 30 Nov 2023)
-
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Nov 2023)
- [FCA CF] Client dealing (since 30 Nov 2023)
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (10 Dec 2021 to 29 Sep 2023)
- [FCA CF] Functions requiring qualifications (10 Dec 2021 to 29 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.