Amrit Kaur Sihota

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 17 Feb 2026)
    • [FCA CF] Client dealing (since 18 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Nov 2023)
    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Moore Kingston Smith Financial Advisers Ltd (no longer approved here)

    FRN 558116

    • (13)Employed By (13 Jul 2016 to 5 Aug 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (5 Oct 2015 to 5 May 2016)
  • AAGSJP Ltd (no longer approved here)

    FRN 402015

    • (15)Employed By (5 Oct 2015 to 5 May 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (17 Mar 2011 to 15 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AAGSJP Ltd

  2. controlled function added: (15)Employed By at AAGSJP Ltd