HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Louise Doherty

  IRN EXD00202

  • [FCA CF] Client dealing (13 Aug 2024 to 2 Jan 2026)
• Emma Louise Falconer

  IRN ELF01013

  • CF30 Customer (25 Feb 2017 to 8 Jan 2019)
• Emma Louise Sterland

  IRN ELB01020

  • SMF18 Other Overall Responsibility (since 25 Apr 2024)
  • [FCA CF] Manager of certification employee (1 Jan 2021 to 25 Apr 2024)
  • [FCA CF] Significant management (23 Oct 2020 to 25 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2022)
  • CF30 Customer (20 Dec 2012 to 8 Dec 2019)
• Emma Plumpton

  IRN EXP00295

  • [FCA CF] Client dealing (since 12 Jun 2025)
• Ermanna Calella

  IRN EXC00286

  • [FCA CF] Client dealing (since 18 May 2023)
• Ethan Hoy

  IRN EXH00328

  • [FCA CF] Client dealing (since 7 Mar 2024)
• Euan David Milne

  IRN EDM00004

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Aug 2016 to 8 Dec 2019)
• Eve Davies

  IRN EXD00196

  • [FCA CF] Client dealing (since 18 May 2023)
• Ewan Thomson

  IRN EXT00207

  • [FCA CF] Client dealing (6 Aug 2024 to 19 Jun 2025)
• Fangyuan Chen

  IRN FXC00216

  • [FCA CF] Client dealing (since 8 Dec 2025)

No changes recorded yet.