Emma Louise Falconer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Continuum (Financial Services) LLP (no longer approved here)
FRN 802331
- CF30 Customer (24 Jul 2019 to 8 Dec 2019)
Quilter Private Client Advisers Limited (no longer approved here)
FRN 227836
- (19)Employed By (15 Jan 2019 to 8 Dec 2019)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Jan 2019 to 20 Jul 2019)
HW Financial Services Limited (no longer approved here)
FRN 134190
- CF30 Customer (25 Feb 2017 to 8 Jan 2019)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (21 Jul 2016 to 8 Jan 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (19 May 2010 to 24 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.