HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fergus McDonald

  IRN FXM00380

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2025)
  • [FCA CF] Client dealing (since 7 Oct 2025)
• Florence Bailey

  IRN FXB00115

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2022)
  • [FCA CF] Client dealing (since 17 Mar 2022)
• Frances Sinclair

  IRN FXS00166

  • [FCA CF] Client dealing (15 Jun 2023 to 19 Dec 2024)
• Francesca Allard

  IRN FXA00092

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 May 2022)
  • [FCA CF] Client dealing (since 20 May 2022)
• Francis Canavan

  IRN FXC00139

  • [FCA CF] Client dealing (since 18 May 2023)
• Francis Wellsbury

  IRN FXW00073

  • [FCA CF] Manager of certification employee (since 18 Oct 2022)
• Fraser McPhate

  IRN FXM00024

  • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
  • CF24 Pension Transfer Specialist (4 Oct 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Dec 2003 to 4 Oct 2004)
• Frederick William McNabb III

  IRN FXM00066

  • Director of firm who is not a certification employee or a SMF manager (19 Jan 2021 to 18 Nov 2022)
• Gabriela Helen Turner

  IRN GHS01046

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
  • [FCA CF] Client dealing (since 9 Apr 2025)
• Gareth Cheetham

  IRN GXC00482

  • [FCA CF] Manager of certification employee (30 May 2023 to 4 Mar 2024)
  • [FCA CF] Client dealing (30 May 2023 to 4 Mar 2024)

No changes recorded yet.