Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2025)
  • Satis Asset Management Limited (no longer approved here)

    FRN 761140

    • [FCA CF] Client dealing (9 Dec 2020 to 21 Feb 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 21 Feb 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (47)Employed By (6 Sep 2017 to 6 Nov 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Sep 2017 to 6 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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