Satis Asset Management Limited

• Principal Place of Business

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +4402038409970

  Web

  https://www.satiswealth.com

• Complaints Contact

  45 Pall Mall

  London

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +4402038409970

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Bottom

  IRN AXB12984

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Jun 2019 to 8 Dec 2019)
• Austin Reid

  IRN AXR01058

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 11 May 2025)
  • [FCA CF] Functions requiring qualifications (since 11 May 2025)
• Ben Sherwood

  IRN BXS01211

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Apr 2017 to 30 Sep 2018)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• Colin John Howe

  IRN CJH01192

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2025)
  • CF10 Compliance Oversight (6 Apr 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Apr 2017 to 3 Apr 2018)
  • CF1 Director (3 Apr 2017 to 8 Dec 2019)
• David James Hearne

  IRN DJH01414

  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2021)
  • CF11 Money Laundering Reporting (6 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • CF1 Director (3 Apr 2017 to 8 Dec 2019)
• David William Nye

  IRN DWN01017

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 9 Feb 2024)
  • CF2 Non Executive Director (3 Apr 2017 to 8 Dec 2019)
• Deborah Jane Wilson

  IRN DJW01336

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
• Gabriela Helen Turner

  IRN GHS01046

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 21 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 21 Feb 2025)
• Grant David Franklin

  IRN GDF01030

  • CF1 Director (3 Apr 2017 to 1 Apr 2019)
• Hitesh Jogia

  IRN HXJ01134

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)

No changes recorded yet.