HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dominic Murphy

  IRN DXM01532

  • CF21 Investment Adviser (2 Jan 2002 to 9 Jun 2002)
• Dominic Richard Drewe Lacey

  IRN DRL01100

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Dominic Stephen Ollis

  IRN DSO01028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
  • [FCA CF] Client dealing (since 9 Dec 2025)
• Donald William Sherret Reid

  IRN DWR01047

  • SMF24 Chief Operations (9 Dec 2019 to 1 Apr 2021)
  • CF1 Director (23 Sep 2010 to 8 Dec 2019)
• Donna Marie Money

  IRN DMM01200

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Douglas Lockhart

  IRN DRL01058

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2023)
• Douglas Russell John Rodman

  IRN DRR01082

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2022)
• Drew Brooks

  IRN DXB00841

  • [FCA CF] Client dealing (since 18 May 2023)
• Duncan Charles George Ratley

  IRN DCR00006

  • CF30 Customer (1 Nov 2007 to 2 May 2008)
  • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
• Duncan Love

  IRN DXL00169

  • [FCA CF] Client dealing (since 25 Sep 2025)
  • [FCA CF] Manager of certification employee (24 Jan 2024 to 8 Nov 2024)
  • [FCA CF] Client dealing (31 Mar 2023 to 8 Nov 2024)

No changes recorded yet.