HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Robert Arthur

  IRN DRA01078

  • [FCA CF] Client dealing (23 May 2023 to 10 Mar 2026)
  • [FCA CF] Functions requiring qualifications (23 May 2023 to 10 Mar 2026)
• Duncan Swatton

  IRN DXS01823

  • [FCA CF] Manager of certification employee (since 6 Sep 2021)
• Edward Gregory Bishop

  IRN EGB00008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Oct 2021)
• Edward Jonathan Waddington

  IRN EJW00001

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Significant management (since 1 Jan 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Edward Trotter

  IRN EXT00172

  • [FCA CF] Client dealing (since 28 Jun 2023)
• Edward William Farmer

  IRN EWF00003

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Elaine Collins

  IRN EXC00287

  • [FCA CF] Client dealing (since 18 May 2023)
• Elaine Robertson

  IRN EXR00179

  • [FCA CF] Client dealing (since 18 May 2023)
• Eliana Magdalene Sydes

  IRN EMS01072

  • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
• Eline Marie Lofgren Skeide

  IRN EML01022

  • [FCA CF] Significant management (25 Jan 2021 to 19 Aug 2022)

No changes recorded yet.