Duncan Robert Arthur

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Capital Management Limited

    FRN 713442

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (23 May 2023 to 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (23 May 2023 to 10 Mar 2026)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (23 May 2023 to 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (23 May 2023 to 10 Mar 2026)
  • Blackadders Wealth Management LLP (no longer approved here)

    FRN 738512

    • (25)Responsible for Insurance Distribution (14 Nov 2022 to 27 Mar 2023)
    • (26)SMF16 Compliance Oversight (14 Nov 2022 to 27 Mar 2023)
    • (30)[FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Mar 2023)
    • (29)[FCA CF] Manager of certification employee (1 Apr 2020 to 30 Mar 2023)
    • (28)[FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2023)
    • (27)CF30 Customer (16 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (25)Responsible for Insurance Distribution at Blackadders Wealth Management LLP

  2. controlled function added: (26)SMF16 Compliance Oversight at Blackadders Wealth Management LLP

  3. controlled function added: (27)CF30 Customer at Blackadders Wealth Management LLP

  4. controlled function added: (28)[FCA CF] Client dealing at Blackadders Wealth Management LLP

  5. controlled function added: (29)[FCA CF] Manager of certification employee at Blackadders Wealth Management LLP

  6. controlled function added: (30)[FCA CF] Functions requiring qualifications at Blackadders Wealth Management LLP