HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Wong

  IRN DXW00628

  • [FCA CF] Client dealing (since 27 Jun 2023)
• Debbie Parry-Jones

  IRN DXP00511

  • [FCA CF] Manager of certification employee (since 30 May 2023)
  • [FCA CF] Client dealing (since 30 May 2023)
• Declan Hewitt

  IRN DXH00877

  • [FCA CF] Client dealing (since 12 Dec 2024)
• Declan James Kirby

  IRN DXK21207

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 29 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
• Denise Callagahan

  IRN DXC00667

  • [FCA CF] Client dealing (30 May 2023 to 31 Aug 2024)
  • [FCA CF] Manager of certification employee (30 May 2023 to 31 Aug 2024)
• Derek Anderson

  IRN DXA01374

  • [FCA CF] Manager of certification employee (since 30 Jun 2025)
  • [FCA CF] Client dealing (since 1 Oct 2024)
• Devin Elliott Smith

  IRN DES01082

  • CF30 Customer (13 Nov 2015 to 30 May 2017)
• Dharmesh Parmar

  IRN DXP02107

  • [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
• Diane Margaret Pick

  IRN DMF00020

  • [FCA CF] Client dealing (since 31 May 2023)
  • [FCA CF] Manager of certification employee (since 31 May 2023)
• Dipesh Chudasama

  IRN DXC00814

  • [FCA CF] Client dealing (8 Oct 2024 to 2 Apr 2025)

No changes recorded yet.