Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
LGT Wealth Management Limited
FRN 466684
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
-
LGT Wealth Management UK LLP
FRN 471048
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 May 2025)
-
- [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
- [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
-
- [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
- [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
-
- CF30 Customer (8 Oct 2015 to 9 Mar 2017)
-
- CF30 Customer (17 Aug 2015 to 20 Aug 2015)
-
- Employed By (17 Aug 2015 to 20 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.