Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 May 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (8 Jul 2020 to 29 Nov 2024)
    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 29 Nov 2024)
  • Arena Investment Management Limited (no longer approved here)

    FRN 228591

    • CF30 Customer (8 Oct 2015 to 9 Mar 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (17 Aug 2015 to 20 Aug 2015)
  • Dharmesh Parmar (no longer approved here)

    FRN 707557

    • Employed By (17 Aug 2015 to 20 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.