HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Brown

  IRN DXB01640

  • [FCA CF] Client dealing (since 18 May 2023)
• David Cobb

  IRN DMC01075

  • Director of firm who is not a certification employee or a SMF manager (4 Jun 2021 to 21 Jun 2024)
  • SMF3 Executive Director (4 Dec 2020 to 4 Jun 2021)
• David Cummins

  IRN DXC00058

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (2 Oct 2014 to 8 Dec 2019)
• David Edward Corben

  IRN DEC01074

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2026)
• David Graeme Hogan

  IRN DGH01119

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 7 Jul 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
• David Heaton

  IRN DAH00038

  • CF30 Customer (23 Nov 2015 to 20 Jun 2017)
• David James Kelly

  IRN DJK00043

  • CF30 Customer (31 Oct 2016 to 8 May 2017)
• David John Archer

  IRN DJA00055

  • CF24 Pension Transfer Specialist (20 Jun 2006 to 11 Aug 2007)
  • CF21 Investment Adviser (20 Jun 2006 to 11 Aug 2007)
  • CF1 Director (20 Jun 2006 to 23 Jun 2006)
• David John Clarke

  IRN DJC01351

  • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
• David John Pike

  IRN DJP01211

  • CF30 Customer (1 Nov 2007 to 1 Jan 2014)
  • CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Oct 2005 to 12 Oct 2006)

No changes recorded yet.