HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bonnie Murphy

  IRN BXM00408

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Oct 2025)
  • [FCA CF] Client dealing (since 7 Oct 2025)
  • [FCA CF] Client dealing (19 Sep 2023 to 8 Jan 2025)
• Bradley Mark Thompson

  IRN BMT01039

  • [FCA CF] Client dealing (2 Nov 2022 to 4 Mar 2025)
  • [FCA CF] Functions requiring qualifications (2 Nov 2022 to 4 Mar 2025)
• Breon Corcoran

  IRN BXC01481

  • CF2 Non Executive Director (23 Jun 2015 to 8 Dec 2019)
• Brian Emanuel Levy

  IRN BEL00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
• Brian John Martin

  IRN BJM01190

  • CF30 Customer (9 Dec 2015 to 2 Sep 2016)
• Brian Paul Schofield

  IRN BPS00004

  • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
  • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Nov 2004 to 17 Oct 2006)
• Brian Peter Hummerston

  IRN BPH00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Brian William Owen

  IRN BWO00001

  • [FCA CF] Manager of certification employee (11 Feb 2020 to 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 31 Mar 2023)
  • [FCA CF] Client dealing (11 Feb 2020 to 31 Mar 2023)
• Bronwen Alice Lancaster

  IRN BAP01031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 19 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2023)
  • [FCA CF] Client dealing (since 13 Dec 2023)
• Bruce Leonard Dodd

  IRN BLD00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)

No changes recorded yet.