HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bruce Saunderson

  IRN BXS00024

  • CF30 Customer (21 Dec 2016 to 11 Apr 2017)
• Brunhild Wilson

  IRN BXW00115

  • [FCA CF] Significant management (since 9 Dec 2019)
• Bryce Alexander Niven

  IRN BAN00008

  • CF30 Customer (2 Nov 2016 to 1 Jun 2017)
• CHRISTOPHER JAMES DAVIES

  IRN CJD01215

  • [FCA CF] Functions requiring qualifications (20 Dec 2022 to 1 Mar 2024)
  • [FCA CF] Client dealing (20 Dec 2022 to 1 Mar 2024)
• Caitlin O'Neill

  IRN CXO00175

  • [FCA CF] Client dealing (since 12 Jul 2023)
• Callum McGuire

  IRN CXM00943

  • [FCA CF] Client dealing (7 Sep 2023 to 8 Sep 2025)
• Callum Ogden

  IRN CXO07908

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 21 Aug 2024)
  • [FCA CF] Client dealing (since 9 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
• Calum Ian Georgeson

  IRN CXG00303

  • [FCA CF] Client dealing (since 12 Dec 2024)
• Calvin Thiara

  IRN CXT00413

  • [FCA CF] Client dealing (18 May 2023 to 10 Oct 2025)
• Carl Green

  IRN CXG13756

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

No changes recorded yet.