Hubwise Securities Limited

Date authorised
1 April 2013
Companies House
06071374
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +441283495245
    Web
    https://www.ssctech.com/products/hubwise

  • Complaints Contact

    Hubwise Holdings Ltd
    Waverley Court
    Wiltell Road Industrial Estate
    Wiltell Road
    Lichfield
    Staffordshire
    WS14 9ET
    UNITED KINGDOM
    Phone
    +447900261821

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Damien Anthony Barry

    IRN DXB00612

    • SMF3 Executive Director (16 Jun 2022 to 1 Mar 2026)
  • Dante Paul Peters

    IRN DPP00007

    • CF1 Director (AR) (since 23 Jun 2020)
  • Darren Bayley

    IRN DXB01215

    • [FCA CF] Significant management (since 16 Dec 2025)
  • David James Moffat

    IRN DJM01556

    • SMF3 Executive Director (29 Apr 2022 to 9 Jan 2023)
  • Deborah Jane Ives

    IRN DXI00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jun 2024 to 31 Dec 2025)
  • Deborah Petherbridge

    IRN DXP00562

    • [FCA CF] Significant management (since 15 Apr 2025)
  • Douglas Hugh Boyce

    IRN DHB01041

    • SMF1 Chief Executive (10 Oct 2022 to 12 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2023)
    • CF1 Director (3 Dec 2019 to 8 Dec 2019)
  • Helen Julie Macdonald

    IRN HJB01047

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2023)
    • CF1 Director (3 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Dec 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Mar 2012 to 1 Jul 2017)
  • Ian Hutchinson

    IRN IXH01164

    • [FCA CF] Significant management (since 20 Jan 2025)
  • Ian James McLeod

    IRN IJM01050

    • [FCA CF] CASS oversight function (9 Dec 2019 to 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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