Dante Paul Peters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited

    FRN 608548

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
  • Magus Private Wealth Limited

    FRN 191022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF1 Chief Executive (since 31 Jan 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (AR) (17 Jan 2025 to 17 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 17 Apr 2026)
    • CF11 Money Laundering Reporting (19 Oct 2005 to 3 Sep 2015)
    • CF10 Compliance Oversight (19 Oct 2005 to 3 Sep 2015)
    • CF1 Director (15 Aug 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Hubwise Securities Limited

    FRN 502619

    • CF1 Director (AR) (since 23 Jun 2020)
  • Wealth Tracker Limited

    FRN 923555

    • Employed By (since 23 Jun 2020)
  • Wilder Coe Financial Planning LLP

    FRN 506776

    • Employed By (since 11 Nov 2009)
  • Magus Professional Partners LLP (no longer approved here)

    FRN 500360

    • (15)Employed By (7 May 2009 to 21 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

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